Total Number

Total list

82,000

   Stock brokers

21,426

   Stock Brokers Location

12,001

   Main Office

12,981

   Main Office Location

4,571

   Branch Office

7,538

   Branch office location

7,165

   Subsidiaries

892

   Subsidiaries location

281

Function:

   President

2,943

   Partner

601

   Executive VP

1,892

   Treasurer

1,491

   Investment Banker

626

   Research

522

   Marketing

226

   Sales Manager

1,281

   Trading Manager

1,759

   Branch Manager

5,818

   Compliance Manager

976

   Operations Manager

699

Membership:

   NYSE

3,818

   NYSE location

323

   ASE

2,185

   ASE location

159

   NASD

12,201

   NASD location

4,202

   Securities dealers

42,916

   Headquarters (execs)

23,111

   Headquarters location

3,974

   Branches (execs)

16,328

   Branches location

8,115

By function

   President

2,761

   Owner/ partner

662

   CEO

801

   CFO

562

   Executive/ Senior VP

3,542

   Vice president

7,968

   Division manager

4,883

   Compliance

2,300

   Treasurer

609

   Secretary

464

   Registered Rep.

753

   Finance

14,432

Municipal bond executives

17,505

   Municipal bond dealers

9,687

   Municipal bond attorneys

5,977

   Municipal bond companies

3,109

   Finance Consultants

1,895

Function:

   President

383

   Partner

624

   CFO

52

   Sales manager

1,894

   Vice president

3,852

   Senior VP

1,023

   Executive VP

231